Search for: "Thomas Egan" Results 1 - 20 of 46
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3 Aug 2012, 7:41 am by Rick Hasen
Tim Egan in NYT Opinionator on what Thomas Jefferson would have thought of Citizens United. [read post]
16 Jun 2022, 7:05 am by Mark Astarita
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan –…Read the Full Press ReleaseHave a securities law question? [read post]
23 May 2019, 11:09 am
Egan, The Catalytic Effect of IMF Lending: Evidence from Sectoral FDI Data Daina Chiba & Tobias Heinrich, Colonial Legacy and Foreign Aid: Decomposing the Colonial Bias Elise Must & Siri Aas Rustad, “Mtwara will be the New Dubai”: dashed expectations, grievances, and civil unrest in Tanzania Bernhard Reinsberg, Thomas Stubbs, Alexander Kentikelenis & Lawrence King, The political economy of labor market deregulation during IMF interventions Research… [read post]
16 Jun 2022, 8:53 am by jeffreynewmanadmin
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds to retirees and… [read post]
17 Jun 2022, 12:03 pm by Greco & Greco, P.C.
  The subject of the Complaint was Western International Securities, and five of its registered brokers, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan. [read post]
2 Dec 2014, 8:30 am by azatty
Draper, Salvatierra Law Group Mark Egan, Gunderson Denton & Peterson Magaly Fontes, Law Office of Magaly Fontes Bruno Gitnacht, Law Office of Bruno Gitnacht Ray Ybarra Maldonado, Law Office of Ray Ybarra Maldonado Christina Ortecho, Ortecho Law Matthew Thomas, Thomas Law Firm The attorneys answered an astounding 385 calls regarding the President’s executive order and immigration law. [read post]
17 Jun 2022, 7:23 am by The White Law Group
  According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail investors. [read post]
5 May 2016, 3:31 am by Heather Brandon
As Ryan Goodman and Thomas Earnest observed, “‘areas of active hostilities’ is a term of art, as far as we can tell, developed by the administration at an unknown date, and not found in international law. [read post]
26 Oct 2012, 5:13 am by SHG
Egan told Smith that Ceresia's decision was discretionary, prompting Smith to ask, "How can science be discretionary? [read post]
18 Dec 2011, 9:11 am by Laura Sandwell, Matrix Law
In judicial appointment news Michael Egan QC will now be known as Master Egan QC after being appointed as a coroner. [read post]
15 Apr 2010, 9:04 am by Ashby Jones
Writes Egan: “At least one name on the short list, Federal Judge Sidney Thomas, of Billings, Mont., looks like an intriguing outsider. [read post]
7 Jul 2013, 8:18 pm by Allison Tussey
John Thomas Egan pled guilty to conspiracy charges filed in a criminal information on January 6, 2012. [read post]
21 Oct 2010, 6:05 am by Amanda Rice
” The voicemail message left by Virginia Thomas, Justice Thomas’s wife, for Anita Hill continues to generate discussion. [read post]
4 Sep 2009, 4:02 am
., Newport News, VA) (D MA): $2,743,637 Blair Collins (Durrell Law Office and Thomas & Associates, of MA) (D MA): $2,354,582 Glenn DeMott (Murphy Anderson PLLC, Cincinnati OH, and Grant & Eisenhofer, NYC) (D MA): $7,431,505 Stefan Kruszewski (Kenney, Egan, McCafferty & Young, Plymouth Meeting, PA) (ED PA): $29,013.420 Ronald Rainero (Sheller, PC, Philadelphia, PA) (D MA): $9,321,369 Four other relators (in three separate cases) are listed in the agreement… [read post]
7 Jan 2011, 5:00 am by Doug Cornelius
by Thomas Gorman in SEC Actions The average annual rate of rulemaking per year prior to Dodd-Frank for the SEC was 9.5, the CFTC 5.5, the FDIC 8 and the Federal Reserve 4.5 Post Dodd-Frank the average for the SEC is 59, the CFTC 37, the FDIC 6, and the Federal Reserve 17. [read post]